Exhibit 99

 

1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
COMMON STOCK, PAR VALUE $0.0001 11/3/2017   J   (200,000)(1) D $0.00 9,932,653 D  
COMMON STOCK, PAR VALUE $0.0001 2/23/2018   A   250(3)  A $0.00 9,932,903 D  
COMMON STOCK, PAR VALUE $0.0001 5/3/2018   A   834,756(2)  A $0.00 10,767,659 D  
COMMON STOCK, PAR VALUE $0.0001 3/13/2019   A   709,314(2)  A $0.00 11,476,973 D  
COMMON STOCK, PAR VALUE $0.0001 4/4/2019   A   108,069(3)  A $0.00 11,585,042 D  
COMMON STOCK, PAR VALUE $0.0001 4/23/2019   A   87,656(3)  A $0.00 11,672,698 D  
COMMON STOCK, PAR VALUE $0.0001 5/14/2019   A   197,656(3)  A $0.00 11,870,354 D  
COMMON STOCK, PAR VALUE $0.0001 2/5/2020   J   (100,000)(4) D $0.00 11,770,354 D  
COMMON STOCK, PAR VALUE $0.0001 2/7/2020   A   1,206,667(2)  A $0.00 12,977,021 D  
COMMON STOCK, PAR VALUE $0.0001 2/7/2020   J   (100,000)(4) D $0.00 12,877,021 D  
COMMON STOCK, PAR VALUE $0.0001 3/30/2020   A   31,220(3)  A $0.00 12,908,241 D  
COMMON STOCK, PAR VALUE $0.0001 6/2/2020   A   22,170(3)  A $0.00 12,930,411 D  

 

 

 

 

COMMON STOCK, PAR VALUE $0.0001 6/22/2020   A   269,231(3) A $0.00 13,199,642 D          
COMMON STOCK, PAR VALUE $0.0001 6/25/2020   A   17,159(3) A $0.00 13,216,801 D  
COMMON STOCK, PAR VALUE $0.0001 8/5/2020   A   9,839(3) A $0.00 13,226,640 D  
COMMON STOCK, PAR VALUE $0.0001 9/3/2020   A   54,176(3) A $0.00 13,280,816 D  
COMMON STOCK, PAR VALUE $0.0001 10/6/2020   A   65,810(3) A $0.00 13,346,626 D  
COMMON STOCK, PAR VALUE $0.0001 11/9/2020   A   95,581(3) A $0.00 13,442,207 D  
COMMON STOCK, PAR VALUE $0.0001 12/7/2020   A   63,977(3) A $0.00 13,506,184 D  
COMMON STOCK, PAR VALUE $0.0001 1/8/2021   A   2,001,490(2) A $0.00 15,507,674 D  
COMMON STOCK, PAR VALUE $0.0001 1/11/2021   A   101,632(3) A $0.00 15,609,306 D  
COMMON STOCK, PAR VALUE $0.0001 2/8/2021   A   128,335(3) A $0.00 15,737,641 D  
COMMON STOCK, PAR VALUE $0.0001 3/3/2021   A   95,254(3) A $0.00 15,832,895 D  
COMMON STOCK, PAR VALUE $0.0001 4/7/2021   A   63,688(3) A $0.00 15,896,583 D  

 

 

 

 

COMMON STOCK, PAR VALUE $0.0001 5/5/2021   A   22,322(3) A $0.00 15,918,905 D  
COMMON STOCK, PAR VALUE $0.0001 6/2/2021   A   41,734(3) A $0.00 15,960,639 D  
COMMON STOCK, PAR VALUE $0.0001 7/8/2021   A   52,019(3) A $0.00 16,012,658 D  
COMMON STOCK, PAR VALUE $0.0001 8/17/2021   A   7,125(3) A $0.00 16,019,783 D  
COMMON STOCK, PAR VALUE $0.0001 9/7/2021   A   5,195(3) A $0.00 16,024,978 D  
COMMON STOCK, PAR VALUE $0.0001 10/6/2021   A   13,600(3) A $0.00 16,038,578 D  
COMMON STOCK, PAR VALUE $0.0001 11/9/2021   A   21,616(3) A $0.00 16,060,194 D  
COMMON STOCK, PAR VALUE $0.0001 12/4/2021   A   23,637(3) A $0.00 16,083,831 D  
COMMON STOCK, PAR VALUE $0.0001 1/10/2022   A   51,295(3) A $0.00 16,135,126 D  
COMMON STOCK, PAR VALUE $0.0001 1/10/2022   A   2,536,607(2) A $0.00 18,671,733 D  
COMMON STOCK, PAR VALUE $0.0001 2/3/2022   A   11,508(3) A $0.00 18,683,241 D  
COMMON STOCK, PAR VALUE $0.0001 3/9/2022   A   954,927(3) A $0.00 19,638,168 D  

 

 

 

 

COMMON STOCK, PAR VALUE $0.0001 3/9/2022   A   31,572(3) A $0.00 19,669,740 D  
COMMON STOCK, PAR VALUE $0.0001 4/8/2022   A   29,400(3) A $0.00 19,699,140 D  
COMMON STOCK, PAR VALUE $0.0001 5/18/2022   A   38,371(3) A $0.00 19,737,511 D  
COMMON STOCK, PAR VALUE $0.0001 6/3/2022   A   16,436(3) A $0.00 19,753,947 D  
COMMON STOCK, PAR VALUE $0.0001 7/21/2022   A   41,652(3) A $0.00 19,795,599 D  
COMMON STOCK, PAR VALUE $0.0001 8/24/2022   A   5,847(3) A $0.00 19,801,446 D  
COMMON STOCK, PAR VALUE $0.0001 9/13/2022   A   15,179(3) A $0.00 19,816,625 D  
COMMON STOCK, PAR VALUE $0.0001 12/19/2022   A   6,987(3) A $0.00 19,823,612 D  

 

Explanation of Responses:

1. Transfer to a third party in connection with settlement of a dispute.

2. The Reporting Person is entitled to an annual dividend on its Class A Preferred Stock equal to 2.5% of the Issuer's fully diluted outstanding capitalization on December 31. These shares were granted by the Issuer to the Reporting Person for the annual dividend.

3. The Issuer is required to grant to the Reporting Person an equity fee in shares of the Issuer's Common Stock equal to 2.5% of the gross amount of any debt or equity financing consummated by the Issuer. These shares were granted by the Issuer to the Reporting Person following the closing of a financing.

4. Transfer to employees as service grants in consideration of services provided to the Reporting Person and to Issuer.