As filed with the Securities and Exchange Commission on July 31, 2023

 

Registration No. 333-

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-8

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

 

MUSTANG BIO, INC.

(Exact name of registrant as specified in its charter)

 

 

Delaware 47-3828760

(State or other jurisdiction of

incorporation or organization)

(I.R.S. Employer

Identification No.)

   

377 Plantation Street

Worcester, MA

01605
(Address of Principal Executive Offices) (Zip Code)

 

Mustang Bio, Inc. 2019 Employee Stock Purchase Plan, as amended

(Full title of the plan)

 

Manuel Litchman, M.D.

President and Chief Executive Officer

377 Plantation Street

Worcester, Massachusetts 01605

(781) 652-4500

(Name, address, and telephone number of agent for service)

 

Copy to:

Rakesh Gopalan 

Barlow Mann

McGuireWoods LLP

201 North Tryon Street, Suite 3000

Charlotte, NC 28202

(704) 373-2275

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer ¨   Accelerated filer ¨
         
Non-accelerated filer x   Smaller reporting company x
         
      Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.   ¨

 

 

 

 

 

 

INCORPORATION by reference of contents

of registration statement on form s-8

 

This Registration Statement is being filed by Mustang Bio, Inc. (the “Registrant”) for the purpose of registering an additional 400,000 shares of common stock, $0.0001 par value per share (the “Common Stock”) that are issuable pursuant to the Registrant’s 2019 Employee Stock Purchase Plan, as amended (the “Plan”). These additional shares of Common Stock are securities of the same class as other securities for which a Registration Statement on Form S-8 of the Registrant relating to the same employee stock purchase plan is effective. The Registrant previously registered common shares for issuance under the Plan under a Registration Statement on Form S-8 filed with the Securities and Exchange Commission (the “Commission”) on April 2, 2021 (File No. 333-255007), as amended by a Registration Statement on Form S-8, filed with the Commission on July 30, 2021 (File No. 333-258311). Pursuant to General Instruction E to Form S-8, this Registration Statement hereby incorporates by reference the contents of the Registration Statements referenced above.

 

 

 

 

PART II. INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Item 8. Exhibits  

 

The following exhibits are filed as part of this registration statement:

 

Number   Description
4.1   Mustang Bio, Inc. 2019 Employee Stock Purchase Plan (incorporated by reference to Exhibit 10.1 of the Registrant’s Quarterly Report on Form 10-Q (file No. 001-38191) filed with SEC on August 9, 2019).
4.2   Amendment to the Mustang Bio, Inc. 2019 Employee Stock Purchase Plan (incorporated by reference to Exhibit 10.2 of the Registrant’s Current Report on Form 8-K (file No. 001-38191) filed with SEC on June 22, 2021).
4.3   Amendment No. 2 to the Mustang Bio, Inc. 2019 Employee Stock Purchase Plan (incorporated by reference to Exhibit 10.1 of the Registrant’s Current Report on Form 8-K (file No. 001-38191) filed with SEC on June 23, 2023).
5.1*   Opinion of McGuireWoods LLP
23.1*   Consent of McGuireWoods LLP (included in the Opinion filed as Exhibit 5.1)
23.2*   Consent of Independent Registered Public Accounting Firm, KPMG LLP, Hartford, Connecticut.
24.1*   Powers of Attorney (included on the signature pages to this registration statement)
107*   Filing Fee Table

 

* Filed herewith.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Worcester, State of Massachusetts, on July 31, 2023.

 

  MUSTANG BIO, INC.
     
     
  By: /s/ Manuel Litchman, M.D.
    Name: Manuel Litchman, M.D.
    Title: President and Chief Executive Officer

 

 

 

 

POWERS OF ATTORNEY

 

Each person whose signature appears below constitutes and appoints Manuel Litchman, M.D. his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him or her and in his or her name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all said attorney-in-fact and agent, or his or her substitute or substitutes, may lawfully do or cause to be done by virtue thereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this registration statement has been signed below by the following persons in the capacities indicated on July 31, 2023.

 

Signature   Capacity
     
     
/s/ Manuel Litchman, M.D.   President and Chief Executive Officer
Manuel Litchman, M.D.   (Principal Executive Officer)
     
     
/s/ Eliot Lurier   Interim Chief Financial Officer
Eliot Lurier   (Principal Financial Officer and Principal Accounting Officer)
     
     
/s/ Michael S. Weiss   Chairman of the Board of
Michael S. Weiss   Directors
         
     
    Director

Lindsay A. Rosenwald, M.D.

   
     
     
/s/ Neil Herskowitz     Director
Neil Herskowitz    
     
     
/s/ Adam Chill     Director
Adam Chill    
     
     
/s/ Michael Zelefsky, M.D.   Director
Michael Zelefsky, M.D.